Tom is a senior associate in our financial markets team. He advises clients on all aspects of financial products and services, from structuring their offerings to meeting their obligations under the Financial Markets Conduct Act.
He also works with our corporate and commercial team on takeovers and mergers and acquisitions, and has significant experience with the restructure of financial markets participants and the products they offer.
Tom advises both large and boutique providers of investment funds, including KiwiSaver and workplace savings schemes, property syndications, and forestry partnerships. He also advises clients that provide financial advisory services, discretionary investment management services (DIMS), and derivative financial products. Depending on the size of the client organisation, he works with in-house legal and compliance teams, product managers, senior management, and analysts.
Tom can help ensure that your products and offerings, including innovative fintech solutions, comply with legal requirements while also meeting your strategic goals. He can also help you interact with the Financial Markets Authority and other regulators should any issues arise.
Tom has an in-depth understanding of the financial services industry and has spent time on secondment to one of New Zealand’s largest financial service providers and to a major bank.
Admission date: 2012
Tom has advised: