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A NEW REGIME FOR THE PROVISION OF DISCRETIONARY INVESTMENT MANAGEMENT SERVICES
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The Financial Markets Conduct Act 2013 and related changes to the Financial Advisers Act 2008 will substantially change the regulation of discretionary investment management services (DIMS).

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If you provide a DIMS you will be affected by the changes, and need to start planning now. This downloadable Financial Law Insight provides an overview of the changes and the options you will need to consider such as:
 
•           what is a DIMS under the FMC reforms?
•           who can provide a DIMS?
•           new obligations
•           applying for a DIMS licence
•           custody changes
•           transitional issues
•           options for retail DIMS providers.
 
We are already working with some clients on their response to the reforms. If you need further information or assistance, please contact one of our experts or email the team at financialmarkets@kensingtonswan.com 

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