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Mark joined Kensington Swan in 2005 and since 2008 he has been a
solicitor in the Financial Services team.
He is involved primarily in the areas
of managed funds and superannuation. This includes the preparation
and interpretation of trust deeds and agreements, advice relating to
compliance issues and investment statements, as well as prospectus
and advertising compliance matters.
Mark also works in the field of life
and disability insurance, including insurance policy and marketing
documentation.
The Financial Services team advises
clients on all aspects of financial law, with a particular focus on:
 Securities law and NZSX listing rules
compliance and disclosure
Superannuation and managed funds including
KiwiSaver Schemes and complying Superannuation Funds
Debt and equity financing
Securities Act compliance and disclosure
issues
Financial intermediaries and investment
advisor disclosure
Insurance Life & Disability.
Recent Publications
Submission of Kensington Swan regarding Changes to the Securities Regulations. Discussion document - April 2009. (PDF 144KB). READ MORE
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