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Charlotte
joined Kensington Swan in 2006 and is a solicitor in the firm’s Financial
Markets team.
She is involved in the managed funds and superannuation areas, primarily involving
the preparation and interpretation of trust deeds, advice relating to compliance
issues and investment statement, prospectus and advertising compliance.
Charlotte
also works in the field of life and disability insurance, including insurance policy
and marketing documentation.
The Financial Services team advises clients on all aspects of financial law, with
a particular focus on:
 Securities
law and NZSX listing rules compliance and disclosure
Superannuation
and managed funds including KiwiSaver Schemes and complying Superannuation
Funds
Debt
and equity financing
Securities
Act compliance and disclosure issues
Financial
intermediaries and investment advisor disclosure
Insurance
– life and disability.
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